GMAT
The commission's office of compliance, inspections, and investigations plans to intensify its scrutiny of stock analysts to investigate not only whether research is an independent function at brokerage firms, but also if conflicts result when analysts own the stocks they write about or they are paid for their work by a firm's investment banking division.
The commission's office of compliance, inspections, and investigations plans to intensify its scrutiny of stock analysts to investigate not only whether research is an independent function at brokerage firms, but also whether conflicts result when analysts own the stocks they write about or when they are paid for their work by a firm's investment banking division.
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